What Our Clients Say
Our experience providing realistic, actionable legal advice has helped our clients in the investment management field succeed time and again. Experiences from those who value their legal counsel:
“Pellegrino, LLC has been an invaluable resource for our advisory business. Michael Pellegrino’s industry knowledge and attention to detail was an asset when conducting a review of our compliance program, making for a thorough but practical result. Michael provided clear and concise guidance through a difficult SEC exam.”
Sarah D., Chief Compliance Officer of a Registered Investment Adviser
“We used Pellegrino, LLC to negotiate many difficult fund service contracts. Michael Pellegrino’s attention to detail and his ability to separate practical business needs from legal theory save me time and money in my negotiation of contracts. In addition, Pellegrino, LLC is the most responsive law firm I’ve ever worked with.”
William K., General Counsel of a Mutual Fund Complex
“Pellegrino, LLC’s knowledge of regulatory filings have made Form ADV updates and registration statement amendments simple for us. Their no-nonsense advice and cost-conscious approach helps us stay within our legal budget without sacrificing results.”
Lisa M., Operations Director of an Investment Company
“As independent trustees we look to Pellegrino, LLC for balanced and clear-cut advice. Michael Pellegrino understands the investment management industry, which has led to practical solutions to help us meet our oversight responsibilities. He’s there whenever we need him.”
James T., Independent Director
The investment management industry is a space that requires legal advice that is both insightful and pragmatic. At Pellegrino, LLC clients trust us, and their feedback is a testament to our approach:
“Pellegrino, LLC’s work for us on sub-advisory agreements, as well as regulatory disclosure, has been terrific. Michael Pellegrino has worked at law firms and in industry, so the advice he provides is not only solidly informed by the law, but also shaped by how it will be implemented in the real world. We appreciate his efficiency and straightforward communication.”
Rebecca S., Chief Executive Officer, Asset Management Firm
“We turned to Pellegrino, LLC for help with our Rule 38a-1 compliance review because they really understood what was required. Michael Pellegrino was able to give us not only great technical advice, but also something workable for us. An extra note of thanks for the help during our recent SEC examination.”
Ben A., Chief Operating Officer, Money Manager
“The board turns to Michael Pellegrino for advice on all manner of issues from fund accounting contracts to advertising reviews. All of the help we receive from Pellegrino, LLC has been prompt and reliable. As a boutique focus firm our company knows that we are getting sound advice at cost-effective rates.”
Karen P., Chairman, Board of Trustees
“Working with Michael Pellegrino has streamlined considerably our technology and service provider agreements. He has the rare ability to really think through issues and propose solutions that we could actually work with.”
Daniel R., Director of Operations, Financial Services Provider
Reliability, responsiveness, and a thorough understanding of the investment management industry’s legal needs are the hallmarks of Pellegrino, LLC, as named by our clients. Here is what our clients have to say about the value we add to their organizations, day-in and day-out:
“Registering in this constantly evolving regulatory environment can be daunting at times, but Michael Pellegrino made it easy. His experience in registration statements and compliance review has proven invaluable to our firm. Thank you Michael for being cost sensitive and always available.”
Mark F., Managing Partner, Investment Advisory Firm
“As an investment company with multiple mutual funds, we needed legal advisors with both the technical knowledge and practical skills to address our specific concerns. Pellegrino, LLC did not disappoint. Negotiating complex custody and fund accounting agreements was no trouble at all. Michael’s expertise is second to none.”
Tina L., General Counsel, Investment Company
“Michael Pellegrino serves as counsel for our firm from blue sky filings to product partner agreements. He explains the legal implications clearly in a language that allows us to make business decisions with confidence. We always rely on his advice without reservation.”
Steven G., President, Service Provider to Financial Industry
“Michael has provided a source of great knowledge and insight for the board in reviewing tender offer documents and proxy statements. A rare combination of big firm sophistication with small boutique level attention in making us seen by other professionals as well as external groups.”
Linda E., Independent Trustee
The success of our clients is our success. At Pellegrino, LLC we are a boutique law firm that focuses on the investment management industry. Let us help your business achieve the results you’re looking for. Call us at 856-292-8331 or visit us at 4 East Cherry Street, Wenonah, N.J. 08090 to schedule a consultation.